JOURNAL OF GEOPHYSICAL RESEARCH, VOL. 111, B10308, doi:10.1029/2006JB004396, 2006
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Effective normal stress alteration due to pore
pressure changes induced by dynamic slip
propagation on a plane between dissimilar materials
John W. Rudnicki1 and James R. Rice2
Received 16 March 2006; accepted 11 July 2006; published 28 October 2006.
[1] Recent, detailed examinations of fault zones show that walls of faults are often
bordered by materials that are different from each other and from the more uniform
material farther away. In addition, they show that the ultracataclastic core of mature fault
zones, where slip is concentrated, is less permeable to flow across it than the adjoining
material of the damage zone. Inhomogeneous slip at the interface between materials
with different poroelastic properties and permeabilities causes a change in pore pressure
there. Because slip causes compression on one side of the fault wall and extension on the
other, the pore pressure on the fault increases substantially when the compressed side is
significantly more permeable and decreases when, instead, the extended side is more
permeable. This change in pore pressure alters the effective normal stress on the slip plane
in a way that is analogous to the normal stress alteration in sliding between elastically
dissimilar solids. The magnitude of the effect due to induced pore pressure can be
comparable to or larger than that induced by sliding between elastic solids with a
dissimilarity of properties consistent with seismic observations. The induced pore
pressure effect is increased by increasing contrast in permeability, but the normal stress
alteration due to elastic contrast increases rapidly as the rupture velocity approaches the
generalized Rayleigh velocity. Because the alteration in effective normal stress due to
either effect can be positive or negative, depending on the contrast in properties, the two
effects can augment or offset each other.
Citation: Rudnicki, J. W., and J. R. Rice (2006), Effective normal stress alteration due to pore pressure changes induced by dynamic
slip propagation on a plane between dissimilar materials, J. Geophys. Res., 111, B10308, doi:10.1029/2006JB004396.
1. Introduction extended side is more permeable. An increase in pore
pressure reduces the effective compressive stress and hence
[2] A number of recent field studies [Chester et al., 1993;
the frictional resistance to slip, whereas a decrease has the
Chester and Chester, 1998; Lockner et al., 2000; Wibberley
opposite effect. Rudnicki and Koutsibelas [1991] considered
and Shimamoto, 2003; Sulem et al., 2004; Noda and
the case of identical properties on the two sides of a
Shimamoto, 2005] have identified the ultracataclastic cores
completely impermeable fault plane. Following a sugges-
of mature fault zones, where the slip is concentrated, and
tion of J. R. Rice (personal communication, 1987), they
shown that the core is much less permeable to flow across it
argued that the pore pressure increase, rather than the
than is the adjoining material of the damage zone. Because
decrease on the other side of the slip zone, affects the rupture
slip causes compression on one side of the fault wall and
propagation. Their interpretation emerges as the proper limit
extension on the other, the pore pressure tends to increase
case here when there is a much more permeable material on
on the compressive side and decrease on the extensile. This
the compressive side than on the extensile.
strong gradient results in a pore pressure on the fault slip
[3] This paper calculates the pore pressure induced by a
surface (treated as a plane) that depends on the difference in
dynamically propagating fault within the framework of the
properties on the two sides. The pore pressure on the fault
model used by Rice et al. [2005] (hereinafter referred to as
increases substantially when the compressed side is signif-
RSP). The calculation is based on a model of discontinuous
icantly more permeable, and decreases when, instead, the
slip on a plane in an otherwise homogeneous poroelastic
solid, but, in calculating the pore pressure change, we
1
Department of Mechanical Engineering and Department of Civil and include the effects of differences in material properties in
Environmental Engineering, Northwestern University, Evanston, Illinois, narrow damage and granulation zones along the fault walls.
USA.
2
Department of Earth and Planetary Sciences and Division of The pore pressure discontinuity predicted to occur across a
Engineering and Applied Sciences, Harvard University, Cambridge, completely impermeable slip plane idealizes the spatially
Massachusetts, USA. rapid pore pressure variation that would occur across a
narrow but finite width fault zone with, generally, different
Copyright 2006 by the American Geophysical Union. properties than the surrounding material (Figure 1). The
0148-0227/06/2006JB004396$09.00
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
Figure 1. Schematic diagram showing that the pore pressure change is equal in magnitude and opposite
in sign on the two sides of the slip plane. Inset shows a more elaborate near-fault model in which the fault
plane is the boundary between two materials that may be different from the material farther from the fault.
The layers shown in the inset are so narrow that they are idealized as experiencing a uniform fault-parallel
strain exx with the same magnitude but opposite signs on the two sides of the boundary (where slip occurs).
model treated in the main part of the paper considers the and opposite in sign on the two sides of the material
material on the two sides of the fault as homogeneous and boundary. These are the same strains as would be present
simply assumes, as in the work by Rudnicki and Koutsibelas if the homogeneous material outside extended all the way to
[1991], that the pore pressure on the compressive side the slip plane. When the material on the compressive side of
controls strength. We show, however, in Appendix B that the fault is much more permeable than that on the extensile
a more elaborate model of the near fault region can be side, the model reduces to the impermeable slip plane
included simply by modifying the coefficient of the pore idealization with pore pressure on the compressive side
pressure (Skempton’s coefficient) in the main text. controlling strength.
[4] In the more elaborate model (Figure 1, inset), the [5] A result of the analysis is that the alteration of pore
permeability and poroelastic properties of the material on pressure and hence of effective normal stress on the fault is
the two sides of the fault differ from each other and from the proportional to the along fault gradient of the slip. This is
homogeneous material farther from the fault. This model is the same form as the alteration of normal stress due to
consistent with fault zone studies that show that the fault heterogeneous slip between dissimilar elastic solids, an
core is embedded in a damaged region that may extend effect that has been widely studied in seismology [Weertman,
several meters beyond the core [Chester et al., 1993; 1980; Andrews and Ben-Zion, 1997; Harris and Day, 1997;
Chester and Chester, 1998; Wibberley and Shimamoto, Cochard and Rice, 2000; Ben-Zion, 2001; Xia et al., 2005].
2003] and that the slip surface is often coincident with the Consequently, we are able to compare the magnitude of the
boundary between ultracataclasites of different origin (from two effects. Their combination provides a more general
host rocks on the two sides) or at a boundary between one framework for the inclusion of material heterogeneities, not
of the ultracataclasites and damaged host rock [Chester and only dissimilarity of the crustal blocks on the two sides of
Chester, 1998]. These near-fault regions are, however, the fault but also the dissimilarity of permeability and
idealized as sufficiently narrow that they are subjected to poroelastic properties on the two sides of the slip surface.
fault parallel strains that are uniform but equal in magnitude Because both effects may be of either sign, decreasing or
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
Figure 2. Schematic illustration of the cohesive zone, slip pulse model used by RSP.
increasing the effective normal stress on the fault, depend- but they suggest ratios fd/fs in the range 0.2 to 0.8 with a
ing on the direction of slip and mismatch of properties, they preference for the lower end of the range. Slip continues at
can augment or offset each other. constant stress t r until the trailing edge of the slip zone at
x = L. No further slip accumulates for x L and stress
2. Formulation increases above t r. RSP assume a linear decrease of shear
stress from t p to t r with distance behind the leading edge of
[6] RSP considered a propagating slip pulse of length L the slip zone. If L ! 1, the model reduces to the semi-
with slip weakening as shown in Figure 2. The pulse is infinite slip zone considered by Poliakov et al. [2002]. As
propagating at a constant velocity v. The stress on the slip discussed by RSP, when the slip zone is much larger than
plane far ahead of the slipping zone is s0xy. The frictional the end zone size, L R, as in the Poliakov et al. [2002]
resistance to slip on the fault plane is given by model, the initial stress s0xy is not significantly different
8 from the residual friction stress t r .
< t p þ t p t r ð x=RÞ; R x < 0 [7] Because the fault is fluid saturated, and we are
t ¼ t 0 ð xÞ ¼ ð1Þ interested in changes relative to the ambient state of stress
:
tr ; L x < R s0ij and pore pressure p0 before rupture, we will write s
yy(x, 0)
in (2) as syy(x, 0) + Dp where Dp is the change in pore
The resistance weakens from a peak strength t p at initiation pressure from the ambient value; this reinterprets syy(x, 0)
of slip to a residual strength t r at which large slip can occur. as the ambient effective normal stress s0yy + p0; the reinter-
In a common interpretation (we mention a different one preted term syy(x, 0), written syy for shortness subsequently,
below), these strengths are assumed to be entirely frictional is constant during the rupture. Our goal is to calculate the
in origin such that t can be expressed as effect of the pressure induced by dynamic propagation on
the frictional resistance. In order to make the problem
t ¼ f s
yy ð x; 0Þ ¼ f syy ð x; 0Þ þ pð x; 0Þ ð2Þ simply tractable, we assume that the weakening from t p
to t r is unaffected by changes in effective normal stress, as
where f is a friction coefficient, syy(x, 0) is the total normal if it represented a true shear cohesion that was weakened by
stress on the slip plane and s yy(x, 0) is the effective normal slip and ultimately lost. The part of the strength normally
stress (both positive in tension), and p(x, 0) is pore pressure. denoted by t r is wholly frictional in origin and is directly
In the case considered in RSP, both p(x, 0) and syy(x, 0) proportional to effective normal stress. Hence this part of
were constant, and hence also s yy(x, 0); in the generalization the strength is variable along the fault. Thus we assume
of this paper, only syy(x, 0) is constant, and that only when
we consider materials of identical elastic properties on the t ¼ t 0 ð xÞ fr Dp ð3Þ
two sides of the fault. Immediately in front of the slipping
zone (at the onset of slip), the resistive stress is t = t p, where fr is a constant and now t r = frsyy(x, 0) in (1).
where t p = fss yy(x, 0) and fs is a static coefficient of Effectively, then, we are considering a strength relation in
friction. The frictional resistance decreases with increasing the form
slip and at a distance R behind the edge of the slipping zone
reaches a residual value given by t r = fds yy(x, 0), where fd t ¼ cðd Þ fr syy þ p ð4Þ
is a dynamic coefficient of friction. A typical value of the
static coefficient of friction for rock is fs = 0.6. As discussed where c(d) is the cohesive part of strength, assumed to
by RSP, there is less certainty about appropriate values of fd, weaken with slip d. For simplicity, the particular function
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
c = c(d) is chosen to make c(d) vary linearly with x, from only alteration of the effective normal stress is the pore
c(0) at the rupture tip x = 0 to 0 at x = R. In that pressure induced by the near slip plane dissimilarity of
interpretation, t p t r is simply to be regarded as a way of properties, then it is reasonable to assume, as did Rudnicki
writing c(0). and Koutsibelas [1991], that the pore pressure increase
[8] During dynamic slip propagation, there is insufficient controls propagation. However, this effect is likely to act
time for pore fluid diffusion and conditions are undrained in combination with others, such as that due to elastic
except for the small but critical boundary layer effect along dissimilarity of material farther from the fault discussed in
the fault walls that is addressed in Appendix B. This effect the next paragraph. Consequently, we will present results
takes place over a spatial scale perpendicular to the fault that for near slip zone arrangement of properties that both
is typically on the order of a few millimeters to a few tens of increase and decrease pore pressure.
millimeters. When the slip surface is idealized as a com- [10] If the materials away from the near fault region are
pletely impermeable plane, undrained conditions pertain modeled as elastic, but with different properties on the two
right up to the surface itself and the change in pore pressure sides of the fault, then inhomogeneous slip at the interface
is related to total stress changes Dsij by induces a change in normal stress Comninou [1978] and
Adams [1995, 1998] in addition to the change in effective
1 normal stress caused by the pore pressure (i.e., Dsyy 6¼ 0 on
Dp ¼ B Dsxx þ Dsyy þ Dszz ð5Þ
3 y = 0, as assumed above). This change may also be positive
or negative depending on the direction of slip, the direction
where B is Skempton’s coefficient. In an infinite, isotropic of propagation and the mismatch of properties. In a later
and homogeneous linear elastic solid, slip on a straight, section, we compare the alteration of normal stress in this
planar fault induces no change in the normal stress on the case to the alteration of effective normal stress due to pore
fault plane and, consequently, Dsyy vanishes on y = 0. For pressure and show that the net change in effective normal
plane strain, the change of the out-of-plane normal stress is stress is the combination of both effects.
given there by Dszz = n uDsxx where n u is the undrained [11] We also note that neglecting pore pressure effects but
Poisson’s ratio. Thus the change in pore pressure is assuming a linear dependence of the friction coefficient, or
simply of the shear strength, on the slip rate d_ leads to a
1 linear relation of the same form as (7) between the changes
Dpð x; 0þ Þ ¼ Bð1 þ n u ÞDsxx ð x; 0þ Þ ð6Þ
3 in shear stress Dsxy(x, 0+) and the fault parallel stress
change Dsxx(x, 0+) on the fault plane. This follows from
where the superscript plus indicates evaluation on y = 0 as it the connection between the slip rate and the fault parallel
is approached through positive values. For right-lateral slip, normal strain for steady propagation (see (B1) and the
the pore pressure will increase on the positive side of the x following parenthetical remark). Although we do not treat
axis. Substituting (6) into (3) and subtracting the initial, this case, the solution could be obtained from that here. In
ambient shear stress s0xy yield the change in shear stress on _
particular, for a friction coefficient of the form fr = fr0 + fr1d,
the plus side of the slip plane as equations in the same form as equations (7) and (8) hold,
but now with t r = fr0syy and with frB(1 + n)/3 in
Dsxy ð x; 0þ Þ ¼
1
fr Bð1 þ n u ÞDsxx ð x; 0þ Þ þ gð xÞ ð7Þ
equation (7) replaced by fr1v(1 n)s0yy/m. (An analogous
3 solution with velocity strengthening friction has been
developed recently by Brener et al. [2005] for self-healing
where slip pulses at a nonopening interface between deformable
and rigid solids.)
gð xÞ ¼ t 0 ð xÞ s0xy
8
> s0 t r þ t p t r ð1 þ x=RÞ;
< R x < 0 3. Solution
xy
¼
>
: [12] RSP have shown that the change in total stresses for
s0xy t r ; L x < R
steady propagation of a Mode II rupture can be written as
ð8Þ follows in terms of a single analytic function M(z) of the
complex variable z
[9] In Appendix B, we show that the more elaborate Dsxx ¼ Dsxx Dp
model of the near fault material leads to an expression for
the change in pore pressure that is identical to (6) but with B ¼ 2as Im 1 a2s þ 2a2d M ðzd Þ 1 þ a2s M ðzs Þ =D
replaced by B0 = BW/w, where B is now to be interpreted as ð9aÞ
the Skempton coefficient outside the near fault border
regions (as n u is the undrained Poisson’s ratio of this region)
and w and W (given in Appendix B) depend on the
poroelastic properties and permeabilities of the near fault syy Dp ¼ 2as 1 þ a2s Im½ M ðzd Þ M ðzs Þ
=D
Dsyy ¼ D
materials to either side (inset of Figure 1). Thus, in all the ð9bÞ
following expressions, B is replaced by B0. Because W may
be either positive or negative, the pore pressure may
increase, promoting slip by decreasing the effective com- i
2
pressive normal stress, or decrease, inhibiting slip by sxy ¼ Re½4as ad M ðzd Þ 1 þ a2s M ðzs Þ =D
Dsxy ¼ D ð9cÞ
increasing the effective compressive normal stress. If the
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
the real and imaginary parts of M+(x) in (12) can be written
as
2Re½M þ ð xÞ
¼ M þ ð xÞ þ M ð xÞ ð14aÞ
2iIm½M þ ð xÞ
¼ M þ ð xÞ M ð xÞ ð14bÞ
Substituting these into (12) and rearranging give
ð1 þ kiÞM þ ð xÞ þ ð1 kiÞM ð xÞ ¼ 2gð xÞ on L x 0 ð15Þ
The problem has been reduced to finding the function M(z)
that is analytic everywhere in the cut plane and approaches
values on either side of the cut L x 0 that are related
by (15) with (8). This is a type of problem that arises
commonly in complex variable formulations of elasticity.
Figure 3. Velocity-dependent portion of k (first bracket in Detailed discussions are given by Muskhelishvili [1992] and
(13)) against the rupture velocity v divided by the shear England [2003]. The solution is obtained by a modified
wave speed cs for two values of the undrained Poisson’s version of the procedure used by RSP and is described in
ratio, 0.25 and 0.40. Appendix A. Results for a mathematically similar problem
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi arising in supershear rupture propagation are given in the
where z = x +
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
d iady, z s = x + ias y, ad = 1 ðv=cd Þ2 , as = auxiliary material of Dunham and Archuleta [2005].
[15] The desired function is
1 ðv=cs Þ2 , cd and cs are the dilatational and shear wave
speeds, and Re and Im stand for the real and imaginary cosðpeÞ 12e 1
parts. The denominator is the Rayleigh function M ð zÞ ¼ s0xy t r t p t r z ð z þ LÞ2þe
p
Z 0
2 ð1 þ t=RÞdt
D ¼ 4as ad 1 þ a2s ð10Þ 1e
1
ð16Þ
R ðt Þ2 ðt þ LÞ2þe ðt zÞ
which vanishes when v equals the Rayleigh wave speed.
(RSP used the notation stot where e is given by
ij for what we call the total stress
sij here, and used the notation sij for what we call the
1
effective stress s
ij here.) e¼ arctanðk Þ ð17Þ
[13] Evaluating (9a) and (9c) on the slip plane y = 0 yields p
4as a2d a2s
When e = 0 (which occurs for B = B0 = 0) the expression for
Dsxx x; 0 ¼ Im M ð xÞ ð11aÞ M(z) reduces to that of RSP. Because D = 0 (see (13)) when
D the rupture speed v equals the Rayleigh wave velocity
(0.92 cs when n u = 0.25 and 0.94 cs for n u = 0.4), in this
Dsxy x; 0 ¼ Re M ð xÞ ð11bÞ limit k becomes unbounded and e = ±1/2, depending on the
sign of B0. (Recall that for B0 < 0 the extended side of the
where the superscript plus or minus indicates the limit as fault is more permeable than the compressed side.) At v = 0,
y = 0 is approached through positive or negative values. the first bracket in (13) equals 2. Thus both k and e have
Substituting into (7) then gives finite values at zero velocity and the effects of the pore
pressure persist at low velocities, if not so low that the
description of the field as being undrained almost every-
Re½M þ ð xÞ
¼ kIm½M þ ð xÞ
þ gð xÞ on L x 0 ð12Þ
where loses validity. Figure 3 plots the velocity-dependent
portion of k (first bracket in (13)) against the rupture speed v
where, using equation (6) with B0 replacing B, as discussed divided by the shear wave speed cs for two values of the
following equation (8) undrained Poisson’s ratio n u = 0.25 and 0.40. The second
bracket vanishes if the fluid is very compressible (B = B0 = 0)
2 0 and is equal to one half in the limit of incompressible solid
4as ad a2s B ð1 þ n u Þ
k ¼ fr ð13Þ and fluid constituents for a homogeneous material (B = B0 = 1
D 3 and n u = 1/2). Thus, for the latter limit and zero velocity k is
simply equal to fr .
[16] Figure 4 shows the variation of e with v/cs for three
[14] Because the shear stress is continuous on the entire
values of the friction coefficient (0.6, 0.4, and 0.2) and two
plane y = 0 (including the slipping region), the
values of the effective Skempton coefficient B0 (0.9 and 0.5)
same arguments used by RSP can be used to show that
(z), where M
(z) is defined by M
(z) = M ðzÞ and the for n u = 0.4. If B0 < 0, the values of e are the negative of
M(z) = M
those shown. Since the decrease of the friction coefficient
overbar denotes the complex conjugate. As a consequence,
from a static to a dynamic value is neglected in the portion
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
Figure 4. Magnitudes of e equal to 0.4 and 0.45 correspond
to rupture speeds ranging from 0.90cs (for B0 = 0.9, fr = 0.6)
to 0.94cs (nearly the Rayleigh wave speed cr = 0.94cs for
n u = 0.4) for the parameters used in Figure 4.
[19] For positive values of e, the pore pressure increases
rapidly at the onset of slip at x = 0 and the largest pore
pressure increase is induced in the end zone near the front
of the slipping zone. The magnitude of the induced pressure
increases with e and frDp(x, 0+) can exceed 80% of
Figure 4. Variation of e with v/cs for undrained Poisson’s
ratio n u = 0.4, three values of the friction coefficient and two
values of the effective Skempton coefficient B0.
multiplying the pore pressure (3) or is regarded as a separate
cohesive term (4), the appropriate value of fr should lie
between the static and dynamic values and, likely, closer to
the dynamic (residual) value. The higher value of B0 might
be more appropriate for a highly comminuted and disag-
gregated fault zone that is much more permeable on the
compressive side. However, as discussed in the Appendix
B, a smaller contrast in permeability and a lower shear
modulus for the near fault material on the compressive side
(relative to the modulus for the less damaged material
farther away) tends to reduce the effective value of Skemp-
ton’s coefficient. This reduction is reflected by the choice of
B0 = 0.5. Figure 3 shows that the velocity-dependent portion
of k (and e) does not depend strongly on n u and otherwise
n u enters only as a product with B0 in the sum 1 + n u.
4. Pore Pressure
[17] Combining (6) and (11a) and using the expression
for k (13) give the change of pore pressure on the positive
side of the y axis
fr Dpð x; 0þ Þ ¼ kImfM þ ð xÞg ð18Þ
where Im{M+(x)} is the imaginary part of M(z) as y
approaches zero through positive values in L x 0.
This can be calculated numerically directly from (16) but is
also given by (A8) of the Appendix A. Pore pressure
changes for positive and negative values of e with
magnitudes equal to 0.1, 0.2, 0.3, 0.4, and 0.45 are plotted
for L/R = 2.0 and L/R = 5.0 in Figure 5.
[18] For the six cases plotted in Figure 4, the magnitude
of e at zero velocity ranges from a few per cent (0.03 for
B0 = 0.5 and fr = 0.2) to 0.15 for B0 = 0.9 and fr = 0.6. For
B0 = 0.9, e = 0.2 corresponds to v/cs equal to 0.59, 0.76 and Figure 5. Induced pore pressure Dp(x, 0+) multiplied by
0.87 for fr = 0.6, 0.4 and 0.2, respectively; for B0 = 0.5, the friction coefficient fr and divided by the cohesive zone
e = 0.2 corresponds to v/cs equal to 0.80, 0.86 and 0.891 for stress drop c(0) = t p t r. Results are shown for (a) L/R =
fr = 0.6, 0.4 and 0.2, respectively. A magnitude of e = 0.3 2.0 and (b) for L/R = 5.0. Curves are labeled by positive and
corresponds to rupture speeds of 0.81cs, 0.87cs, 0.91cs, negative values of e for five magnitudes: 0.1, 0.2, 0.3, 0.4,
0.88cs, 0.916cs and 0.93cs for the six cases plotted in and 0.45.
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
[22] For e < 0, the magnitude of the pore pressure
decreases slowly from its largest value near the end of
the weakening zone (x = R) until very close to the
trailing edge of the slip zone where it drops abruptly to
zero. (The different behaviors of the pore pressure at the
leading and trailing edges for positive and negative e are
evident from the effects on the exponents of x and L + x
in (A8)). Thus the pore pressure decrease increases the
effective value of the frictional resistance by a substantial
fraction of t p t r for the larger magnitudes of e. For
negative e, the magnitude of the pore pressure change is
greater over a larger proportion of the slipping zone.
Figure 6 shows that the effect is more dramatic for larger
L/R.
[23] The induced pore pressure alters the effective shear
resistance, t 0(x) frDp(x, 0+), and changes its distribution
on the slip zone. The effective shear resistance minus the
residual resistance t r (divided by t p t r) is shown for the
Figure 6. Dependence of the pore pressure changes on same values of e in Figure 7 for L/R = 2.0 and 5.0. For
L/R. Results are shown for e = ±0.3 and L/R = 1.1, 2.0, comparison the nominal, linear distribution of shear resis-
5.0 and the limit L/R ! 1. tance in the absence of pore pressure change, t 0(x), minus
t r, is also plotted. As shown, for e > 0, the induced pore
pressure increase causes a much more precipitous drop in
c(0) = t p t r for e = 0.45. Since e increases with the shear resistance with distance back from the edge of the
increasing velocity, the induced pore pressure contributes slipping zone (x = 0). As already noted, the pore pressure
to velocity weakening. The distribution of pore pressure is causes a reduction in the effective residual shear resistance
more sharply peaked in the end zone for the larger values of on the slipping region outside the end zone (negative values
e. For negative values of e, the pore pressure decreases in Figure 7 for L x < R). For e < 0, the pore pressure
roughly linearly with the onset of slip at x = 0 and achieves decrease causes a more gradual decrease in the shear
its largest decrease near the end of the slip weakening zone resistance until very near the trailing edge of the slip zone
(x = R). As for positive e, the magnitude of the change and causes the shear resistance to remain closer to t p over
increases with the magnitude of e and frDp(x, 0+) is about the entire slipping region (rather than dropping to t r). For
95% of t p t r for e = 0.45. Because increasing magnitude both positive and negative e, the effect is larger for larger
of e corresponds to increasing velocity, the increasing magnitudes and hence larger velocities. For negative e, the
magnitude of the pore pressure decrease (increasing effective effective residual shear resistance is increased much more
compressive stress) inhibits rupture propagation. than it is decreased for positive e.
[20] The maximum induced pore pressure depends weakly
on L/R and is about the same in Figures 5a and 5b. This is 5. Energy Release Rate
shown more clearly in Figure 6, which plots the induced
pore pressure frDp (divided by c(0) = t p t r) for e = ±0.3 [24] In this section, we calculate and discuss the effect of
and L/R = 1.1, 2.0, 5.0 and the limit L/R ! 1. The the induced pore pressure on the energy required to drive
magnitude of the pore pressure change induced in the end the fault at given a velocity (for a given nominal slip
zone increases only slightly with L/R. weakening relation). For steady state propagation of the
[ 21 ] The magnitudes of the pore pressure changes slip zone, there can be no change in the strain energy or
induced outside the end zone (L x < R) differ kinetic energy. Consequently, as noted by RSP, the work of
significantly for positive and negative values of e. For e > 0, the applied stress on the total relative slip must equal the
a pore pressure increase with a magnitude roughly 10 to energy dissipated against the frictional resistance
20% of t p t r is induced on the slipping zone outside the Z
end zone. The magnitude is slightly larger and the decay dT
s0xy dT ¼ t 0 ðdÞ fr Dp dd ð19Þ
toward the end of the slip zone (x = L) is slower for the 0
smaller values of e. Figure 6 shows that the magnitude of
the pore pressure induced outside the end zone, although a where d T = d(x = L) is the total relative displacement
small fraction of t p t r, increases with increasing L/R. accumulated at the trailing edge of the slipping zone and t 0
The pore pressure increase induced on L < x < R reduces is regarded as a function of slip accumulated behind the tip
the effective value of the residual friction stress. For a d rather than position x (see section 6). Using Dsyy = 0,
maximum magnitude of frDp outside the end zone about subtracting t rd T from both sides, and noting that t 0 t r = 0
20% of t p t r and the range of t r /t p = 0.2 – 0.8 for d(x = R) d d T gives
(corresponding to the range of the ratio of static to dynamic
values of the friction coefficient fs/fd cited earlier from Z d ð x¼RÞ Z
dT
RSP), frDp ranges from 0.05 to 0.80 times t r. Thus the s0xy t r dT ¼ t 0 ðdÞ t r dd fr Dpdd ð20Þ
0 0
effective frictional resistance remains positive although it
can be reduced to as little as 20% of its nominal value.
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
where
Z 1
R ð1 pÞ
S ;e ¼ 1
þe
dp ð23Þ
L 1
0 p2e ½1 ð R=LÞp
2
When e = 0, the integral can be solved exactly to give the
result in RSP and in the limit R/L ! 0, S(0; e) = 1/[(1/2 + e)
(3/2 + e)]. Figure 8 plots (22) with (23) for various values of e.
For a fixed value of R/L and positive e, the induced pore
pressure increase reduces the driving stress s0xy t r for a
given cohesive zone stress drop; for negative e the induced
reduction of pore pressure increases the driving stress.
[26] In the Appendix A, we also show that the total
locked-in displacement can be expressed as
1
2 t p t r cosðpeÞ R 2þe R
dT ¼ L D ;e ð24Þ
mF ðvÞ L L
where F(v) = D(v)/as(1 a2s ) as in RSP and
Z 1
R ð1 pÞ½ð1=2 þ eÞ ð R=LÞp
D ;e ¼ 1 dp ð25Þ
L p2e ½1 ð R=LÞp
2þe
1
0
In the limit R/L ! 0, D(0; e) = 1/(1/2 + e). When e = 0, the
integral can be solved exactly to give the result in RSP and
when v approaches the Rayleigh wave speed so that e = 1/2,
D(R/L; 1/2) = 1/2. Substituting for the stress ratio from (22)
and for d T from (24) gives the following expression for
Gnom:
2 1þ2e
2 t p t r cosðpeÞ R
Gnom ¼ L Dð R=L; eÞSð R=L; eÞ
p mF ðvÞ L
ð26Þ
Gnom reduces to RSP (their equation (18)) for e = 0 and in the
limit R/L ! 0, Gnom/(md 2T/pL) reduces to F(v)/(1 + e) which
also agrees with RSP for e = 0.
Figure 7. Effective frictional resistance minus t r (divided
by c(0) = t p t r) for (a) L/R = 2.0 and (b) L/R = 5.0.
Curves are labeled by positive and negative values of e.
Also shown is the nominal slip weakening in the absence of
pore pressure changes t 0.
[25] The left side of (20) is the nominal energy supplied
by the applied loads in excess of the work against the
residual friction stress t r:
s0xy t r
Gnom ¼ tp tr dT ð21Þ
tp tr
where we have divided and multiplied by (t p t r). In
Appendix A, we show that the scaled stress drop ratio can
be written as
1 Figure 8. Stress drop scaled by the cohesive stress drop
s0xy t r cosðpeÞ R 2þe R
¼ S ;e ð22Þ c(0) = t p t r against R/L for various values of e (values to
tp tr p L L the right of the curves).
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
(in the absence of pore pressure), the effect of an increase in
pore pressure is to reduce the energy that must be supplied
to drive the fault. Conversely, a decrease in pore pressure
increases the energy that must be supplied.
[28] Using dd = (@d/@x)dx and changing the limits of
integration in the second term on the right in (20) yield
Z L
@d
Gnom ¼ GB¼0 fr Dpð x; 0þ Þ ð xÞdx ð29Þ
0 @x
Substituting for Dp(x, 0+) from (18), for @d/@x from (A13)
and then from (A15) gives
2
2kL 1
Gnom ¼ GB¼0 t p t r cosðpeÞ
mF ðvÞ p
Z 1
L R 2
H x ; dx ð30Þ
0 R L
where we have used the change of variable x = x/L in the
integral. Thus the second term on the right side gives the
amount that the nominal energy needed to drive the fault for
a fixed material fracture energy (GB=0) is reduced by an
induced pore pressure increase (e, k > 0) or increased by a
pore pressure decrease (e, k < 0). Dividing by GB=0 and
using (26) give the ratio
Gnom 1
¼ ð31Þ
GB¼0 1 þ X
where
R 1 L R
2
k 0 H R;L dx
Figure 9. Nominal energy supplied by the applied loads X ¼ ð32Þ
Gnom divided by the material value in the absence of porous pð R=LÞ1þ2e Dð R=L; eÞSð R=L; eÞ
media effects GB=0 against R/L for (a) five positive values
of the velocity-dependent parameter e = 0.1, 0.2, 0.3, 0.4 This ratio is unity in the absence of pore fluid effects (B = 0)
and 0.45 and (b) four negative values 0.1, 0.2, 0.3, and thus for positive e gives the fraction by which the
and 0.4. energy that must be supplied to drive the fault is reduced;
for negative e the ratio exceeds unity and gives the
proportion by which the energy must be increased.
[27] In the absence of induced pore pressure or when the [29] Figure 9 plots (31) as a function of R/L for positive
Skempton coefficient, B, is zero, Gnom is equal to the (Figure 9a) and negative (Figure 9b) values of e. Thus, for
energy dissipated against friction in excess of t r in the end e > 0, the energy that must be supplied to drive the fault
zone, R x 0, which is the first term on the right in decreases with e and increasing propagation velocity.
(20): Recall that for the values of B, and fr used in Figure 4,
the magnitude of e at zero velocity ranges from a few per
Z d ð x¼RÞ
cent to 0.15. A magnitude of e = 0.3 corresponds to
0 rupture speeds of 0.81cs, 0.87cs, 0.91cs, 0.88cs, 0.916cs
GB¼0 ¼ t ðd Þ t r dd ð27Þ
0 and 0.93cs for the six cases plotted in Figure 4. Magni-
tudes of e equal to 0.4 and 0.45 correspond to rupture
Within the idealization here that t 0 is unaffected by the pore speeds ranging from 0.90cs to 0.94cs (nearly the Rayleigh
pressure, we regard GB=0 as a material parameter. For the wave speed cr = 0.94cs for n u = 0.4) for the parameters
alternative interpretation of the slip weakening as purely used in Figure 4. Consequently, the reduction is substan-
cohesive, expressed by (4), tial, and is more than 50%, for rupture speeds in excess of
about 0.5cs.
Z d ð x¼RÞ
[30] There is an increase in (31) with R/L, which is greater
GB¼0 ¼ cðdÞdd ð28Þ for smaller values of e. Since the peak induced pore
0 pressure depends only weakly on R/L, this increase reflects
the more rapid decline in pore pressure outside the end zone
with c(d) = 0 for d d(x = R). Thus, for a given value of for the larger values of R/L (see Figure 6).
GB=0, reflecting a given t versus d relation in the end zone
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
because the nominal energy release rate (for B = 0) is
interpreted as a material parameter. As in RSP, the
dependence on L/R is very weak and plots for the other
values of L/R used (1.1, 1.5, 2.0., and 10.0) are virtually
indistinguishable from Figure 10.
7. More General Perspective on Material
Dissimilarity Effects in Dynamic Rupture
[34] In this section we compare the alteration of effective
normal stress, due to induced pore pressure on the fault
plane, with the change in normal stress induced by spatially
inhomogeneous, mode II sliding on a plane between elastic
solids with different material properties [Comninou, 1978;
Adams, 1995, 1998]. The latter effect has been studied
extensively in seismology [Weertman, 1980; Andrews and
Ben-Zion, 1997; Harris and Day, 1997; Cochard and Rice,
2000; Ben-Zion, 2001; Xia et al., 2005]. In particular, we
Figure 10. Relation for the cohesive part of the stress drop show how differences in poroelastic properties in thin layers
c(d), divided by c(0) = t p t r, versus relative slip, along the fault (as in Figure 1 and in Appendix B) modify
multiplied by c(0)/GB=0, implied by the solution. Shown for the interpretation of material dissimilarity as it has been
L/R = 5.0 and several values of e. considered thus far.
[35] We adopt the formulation of Weertman [1980] for
steadily traveling slip distributions of form d = d(x vt) on
the interface between homogeneous elastic half-spaces to
[31] For negative values of e, the reduction in pore illustrate the effect. In that formulation, the shear and
pressure dramatically increases the energy needed to drive normal stresses are
the fault, by ratios exceeding 2, except when the slip
weakening zone is a large fraction of the total slip zone Z þ1
ðvÞ
m ddðx0 Þ=dx0 0
length (R L). For fixed R/L, the energy required sxy ð xÞ ¼ s0xy dx ð33Þ
increases with velocity and hence would tend to inhibit p 1 x x0
propagation. The very large increases in energy required
for small R/L reflect the large decreases in pore pressure
induced outside the end zone (L x R) as shown in syy ð xÞ ¼ s0yy m* ðvÞddð xÞ=dx ð34Þ
Figures 5 and 6.
The functions, labeled m
(v) and m*(v) by Weertman, are
6. Implied Slip Weakening Law defined in terms of his additional functions of rupture
speed v
[32] The frictional shear stress t 0(x) in the absence of
pore pressure has been assumed to decrease linearly with qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
distance behind the rupture edge as shown schematically in ai ¼ 1 v2 =2c2si ; bi ¼ 1 v2 =c2si ; g i ¼ 1 v2 =c2di ð35Þ
Figure 2. Because the resulting relative displacements on
the slip zone can be calculated, as noted by RSP (following
Palmer and Rice [1973]), the distribution of t 0(x) implies a with i = 1 or 2. Weertman’s subscript 1 refers to the
relation between t 0 and the slip d. In the absence of induced material in y > 0 (where we previously denoted the near-
pore pressure, this relation is independent of rupture speed. fault material by plus), and 2 refers to that in y < 0 (with
Although the relation is not linear and depends on R/L, RSP near-fault material denoted minus above). The a here
show (by comparing results for the limiting cases of R/L = 0 should not be confused with earlier uses of that symbol; b
and R/L = 1) that the departure from linearity is small and and g correspond to as and ad, respectively, as introduced
that the dependence on R/L is weak for a fixed material earlier. In terms of those functions [Weertman, 1980], with
fracture energy (their G and corresponding to our GB=0). misprint corrections by Cochard and Rice [2000], m (v) and
[33] In contrast to RSP, the slip weakening relation m*(v) are
here depends on the rupture velocity (and porous media
parameters) through e. Figure 10 shows the effective 2m1 m2
¼
m m g 1 a22 g 1 b1 a41
shear resistance against the relative slip (multiplied by D1 þ D2 1 2
c(0)/GB=0) for L/R = 5.0 and e = ±0.2 and ±0.45. The þm2 g 1 1 a21 g 2 b2 a42 ð36Þ
relation is also plotted for e = 0, corresponding to B = 0
and the case considered by RSP. As shown the decrease
(increase) in pore pressure for e < (>)0 causes the curve 2m1 m2
to drop more (less) rapidly for small displacements. The m* ¼ m1 g 1 b1 a41 g 2 b 2 a22
D1 þ D2
areas under the curves are required to be identical (equal
m2 g 2 b2 a42 g 1 b1 a21 ð37Þ
to one for the normalization used) by (27) and (28)
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
where to (33) and (34) shows that the extensional strains along the
fault walls are
D1 ¼ m1 m2 1 a21 1 a22 g 2 b1 þ g 1 b1 a21 g 2 b2 a22
1 þ c dd 1 c dd
þ m22 ð1 g 1 b1 Þ g 2 b2 a42 ð38Þ þ
xx ¼ xx;1 ¼ ;
xx ¼ xx;2 ¼ ð41Þ
2 dx 2 dx
where
D2 ¼ m1 m2 1 a21 1 a22 g 1 b2 þ g 1 b1 a21 g 2 b2 a22
þ m21 ð1 g 2 b2 Þ g 1 b1 a41 ð39Þ c ¼ ðD1 D2 Þ=ðD1 þ D2 Þ ð42Þ
c reverses sign when we exchange one half-space for the
In the references cited, D1 + D2 above is written simply as other or, for a given position of the two materials, reverse
D, but both D1 and D2 are needed for the present purposes. the rupture propagation direction. In terms of those
[36] When the two materials are identical, as in the expressions, the result in the Appendix B for the pore
treatment of the materials far from the fault in the earlier pressure change on the fault plane, (B9) with (B10), is now
part of this paper, m? = 0 and altered to
mðgb a4 Þ W ðvÞ dd
ðvÞ ¼
m ð40Þ pf ¼ ð43Þ
bð1 a2 Þ 2 dx
where
(dropping the subscript i). When v ! 0, this m = m(1 c2s /c2d) =
m/[2(1 n)] where, in the present undrained context, n
Z þ wþ Z w Z þ wþ þ Z w
corresponds to n u. The combination g ib i a4i is the W ðvÞ ¼ þ
þ cðvÞ
Z þZ Zþ þ Z
Rayleigh function for material i; that is, it vanishes (other
Z w =m þ Z w =m
þ þ þ
than at v = 0) at v = cRi. Thus (40) shows that when the two m* ðvÞ ð44Þ
half-spaces are identical, m (v) = 0 at their common Rayleigh Zþ þ Z
speed cR.
[37] When the half-spaces are dissimilar, a generalized The first term in W(v) is the same as before and independent
Rayleigh speed cGR is defined as the value of v > 0, if such of velocity. The second term, proportional to c(v), results
exists, for which m vanishes, i.e., m (cGR) = 0. Such a cGR because the along fault extensional strains are no longer of
exists for modest dissimilarity of properties, typically for identical magnitude on the two sides. The third term,
shear wave speeds different by less than 20 – 30%, a proportional to m?(v), occurs because a nonzero change in
condition that often seems to be met for natural faults syy is induced in the bimaterial case. The coefficients of
[Andrews and Ben-Zion, 1997]. When v = cGR, (33) shows c(v) and m?(v) are averages of w and w/m, on the two
that nonuniform slip does not alter the shear stress but sides of the fault, weighted by Z±, respectively. Thus the
(34) shows that it does alter the normal stress, in a tensile equations for pore pressure and effective stress, correspond-
direction when m* > 0. (Note that d_ = vdd/dx, so that if ing to (33) and (34), are now
d_ 0 and v > 0, as implicitly assumed here, dd/dx 0.)
Exchanging the two half-spaces for one another or, equiv- W ðvÞ dd ð xÞ
pð xÞ ¼ p0 ; ð45Þ
alently, running the same slip history in the opposite 2 dx
direction along the interface, changes the sign of m*. In
general, m* > 0 if the wave speeds of material 1 are less than
those of material 2, and vice versa; expressed differently 0 0 ? W ðvÞ dd ð xÞ
syy ð xÞ þ pð xÞ ¼ syy þ p m ðvÞ þ ; ð46Þ
[Andrews and Ben-Zion, 1997], normal stress clamping is 2 dx
decreased by nonuniform slip when the direction of prop-
agation of the slip pattern is the same as the direction of the The latter shows that the proper measure of the propensity
fault wall shear displacement in the slower material. for slip to alter effective normal stress is the sum of the
[38] Weertman [1980] suggested the possibility of, and Weertman m? and the poroelastic W/2 derived here. Either
Adams [1998] and Rice [1997] made explicit, simple term may be positive or negative depending on the
solutions of (33) and (34), together with a Coulomb friction dissimilarity of properties adjacent to or farther from the
law syx = fsyy with constant f, for which pulses of slip slip zone, the direction of propagation and the sense of
propagate at cGR. They involve constant d_ in all sliding slip.
regions, when 0 < s0yx < fs0yy [see Cochard and Rice, [40] As an example, consider material 1 (or plus) to be
2000]. slightly more compliant and to have a slightly lower shear
[39] The dissimilarity of elastic material away from the wave velocity than material 2 (orpminus).
ffiffiffi In particular, cs1 =
fault on the two sides, in addition to differences very near 0.90cs2 and cd1/cs1 = cd2/cs2 = 3, corresponding to m1 =
the fault predicted in the inset of Figure 1, alters the 0.75m2, r1 = 0.923r2 and n 1 = n 2 = 0.25. For this choice of
calculation of pore pressure described in Appendix B. In Poisson’s ratio (here to be interpreted as the undrained
particular, the condition that the fault parallel strains are of value), the Rayleigh wave speed in each material is 0.92
equal magnitude, +xx = xx, is no longer satisfied. Instead, a
times the respective shear wave velocity. The generalized
further analysis of the Weertman [1980] derivations leading Rayleigh wave velocity, at which m (cGR) = 0, is cGR =
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
of k+b +/kb > 1, so that the first (constant) term in W is >0,
correspond to a more permeable compressive side of the
fault; values less than one, making that first W term less than
zero, correspond to a more permeable extensile side. (In
general, that is, for different values of the shear modulus
and Skempton’s coefficients on the two sides of the fault,
the sign of the first term in (44) for W depends on the full
mismatch of properties, not just on the ratio k+b +/kb ).
Even if the materials bounding either side of the fault have
identical properties, there is still a pore pressure induced if
there is elastic mismatch farther from the fault (i.e., the
contribution to the pore pressure then comes entirely from
the latter two terms in (44)).
[42] Figure 12 shows that the alteration of the effective
normal stress due to the induced pore pressure change may
be of either sign and is comparable in magnitude to the
alteration due to the elastic mismatch. The rapid increase of
m?/m2 as v approaches cGR suggests, however, that the effect
Figure 11. Plot of c, equation (42), against v/cs2 up to v = cGR of the elastic mismatch will dominate near this limit, at least
for m1 = 0.75m2, r1 = 0.923r2 and pffiffiffin 1 = n 2 = 0.25 so that if B is not too large (larger values of B increase W) and
cs1 = 0.90cs2, cd1/cs1 = cd2/cs2 = 3 and cGR = 0.87cs2. mismatch in permeability is not extreme. If the half-spaces
are exchanged so that the material in y > 0 is less compliant
(has a greater shear wave speed), then the same plot (Figure 12)
0.87cs2 for these choices. Figure 11 plots c (42), and applies with the sign of the vertical axis reversed and the
Figure 12 plots m?(v)/m2 as functions of velocity (divided values of k+b+/kb replaced by their reciprocals. Thus, in
by cs2) up to cGR. In this case both c and m? are positive, but general, any of the terms due entering (44) may be positive
exchanging the two materials or reversing the direction of or negative and the sign of the term due to near fault
slip introduces a negative sign. The magnitudes of both c heterogeneity (first in (44)) may differ from that of terms
and m increase as v approaches cGR, but both are finite there due to elastic dissimilarity (sum of last two entering (44)).
(c = 0.155, m?/m2 = 0.178). Therefore the sign and magnitude of the alteration of the
[41] Figure 12 also plots values for W/2m2 in order to effective normal stress depends not only on the elastic
compare the magnitudes of the bimaterial and porous media dissimilarity of the materials bounding the fault but also on
effects on alteration of the normal stress. As discussed in their differences from the material very near the slip surface
Appendix B, the properties entering W pertain to the near- and the differences of the poroelastic properties of this
fault material. Consequently, we choose the shear moduli,
m+and m, entering W, (B10) with (B3), to be the same and
equal to the average of the two shear moduli away from the
fault, called m here, and the Poisson’s ratios again to be
0.25. Although B is often taken to be 0.9 for fault gouge
[Roeloffs and Rudnicki, 1985; Rudnicki, 2001], we note in
Appendix B that differences in properties on the two sides
of the fault and the likelihood of greater damage near the
fault tends to reduce the magnitude of the effective value of
B although it may be of either sign. In addition, Roeloffs
[1988] has discussed evidence for decreases in B with
increasing effective stress, suggesting that smaller values
are more appropriate for earthquake depths. Consequently,
we have taken B = 0.6 for the material on both sides of the
fault in plotting Figure 12. For this example, because the
near properties are assumed to differ only in the values of
the product kb, (44) simplifies to
þ
Z Z * ðvÞ=m
W ðvÞ ¼ w þ cðv Þ m ð47Þ Figure 12. Plot of m*(v)/m2 against v/cs2 for the same elastic
Zþ þ Z
mismatch as in Figure 11: m1 = 0.75m2, r1 = 0.923r2 and pffiffiffi
where w+ = w = w and m+ = m = m. Results are shown in n 1 = n 2 = 0.25 so that cs1 = 0.90cs2, cd1/cs1 = cd2/cs2 = 3
Figure 12 for values of the ratio k+b +/kb equal to 1, 10, and cGR = 0.87cs2. Remaining curves show W/2m2 for different
5, 2 and 1, 0.5, 0.2, 0.1 and 0. Since m?(cGR)/m = 0.204 values of the ratio of the product of the near fault permeability
exceeds c(cGR) = 0.155, the sum of the latter two terms and compressibility on the two sides of the fault, k+b+/kb .
changes from positive to negative and causes the slight On both sides of the fault, the near fault shear modulus is taken
downturn in values of W(v)/2 as v approaches cGR. Values to be the average of values farther from the fault, B = 0.6 and
n = 0.25.
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B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
material on the two sides of the zone of concentrated from differences in the properties of this near fault material
sliding. from that farther from the fault. Although parameter values
are uncertain, a comparison of the magnitude of the two
8. Discussion effects suggests that the effect due to nonuniform slip
between different elastic solids may dominate as the rupture
[43] We have calculated the pore pressure induced by slip velocity approaches the generalized Rayleigh speed for the
propagation for a model that idealizes recent detailed studies bimaterial, at least if the effective Skempton’s coefficient is
of fault zone structure [Chester et al., 1993; Chester and not too large, and the ratio of permeabilities is neither very
Chester, 1998; Lockner et al., 2000; Wibberley and Shimamoto, large nor very small.
2003; Sulem et al., 2004; Noda and Shimamoto, 2005]. In [46] Even when the effect due to elastic dissimilarity of
particular, slip is modeled as occurring on a plane bounded material away from the fault is dominant, pore pressure
by material with permeabilities and poroelastic properties changes due to near fault heterogeneity may augment or
that are different on each side of the slip plane and from the counteract the bimaterial effect. The sign of both effects can
properties of the elastic material farther from the fault. The be positive or negative depending on the heterogeneity and
pore pressure change is the result of poroelastic deformation the direction of slip and propagation. For example, the
of the fault wall; changes due to inelastic porosity changes, normal compressive stress is reduced by nonuniform slip
dilation or compression, of the fault zone material would be when the direction of propagation of the slip distribution is
in addition to these. Although the detailed calculations are the same as the direction of the fault wall displacement in
carried out for the limiting case in which the compressive the slower material. This reduction might, however, be
side of the slip zone is much more permeable than the diminished by a increase in effective compressive stress,
extensile side, we have shown that they can be applied to due to a decrease in pore pressure, if the extensile side of
the more elaborate model simply by modifying the effective the fault is more permeable. Thus the net effect of slip on
value of the Skempton coefficient. In particular, by chang- the effective normal stress will depend on the details of the
ing the sign of the effective Skempton’s coefficient from properties, both elastic and poroelastic, of the material
positive to negative treats the case in which the extensile bounding the zone of concentrated slip.
side of the fault is more permeable. [47] Here the slip zone is assumed to occur at the
[44] Induced pore pressure by poroelastic compression interface of the two materials. Fault zone studies [Chester
discussed here is one of a number of mechanisms that have et al., 1993; Chester and Chester, 1998; Lockner et al.,
been suggested for dynamic weakening of slip resistance 2000; Wibberley and Shimamoto, 2003; Sulem et al., 2004;
during earthquakes. These include thermal pressurization of Noda and Shimamoto, 2005] do show that the principal slip
pore fluid [Lachenbruch, 1980; Mase and Smith, 1987; surface is very narrow, less than about 1 to 5 mm, and thus
Garagash and Rudnicki, 2003a, 2003b; Garagash et al., reasonably idealized as a planar discontinuity for some
2005; Rice, 2006], flash heating of asperity contacts [Rice, purposes. Such studies also show that the relatively imper-
1999; Tullis and Goldsby, 2003; Rice, 2006] and others meable fault core is a wider zone of 10 mm to hundreds of
[Sibson, 1975; Spray, 1993, 1995; Goldsby and Tullis, millimeters and bounded by a more permeable, damaged
2002; Chambon et al., 2002]. For the most part, these zone (grading to undamaged material farther from the fault).
require rapid slip to generate heat sufficiently rapidly and The model shown in the inset of Figure 1 is consistent with
relatively large slip to generate sufficiently high temperature slip occurring at the boundary of these two zones. If only
(although Segall and Rice [2006] have shown that shear the effect of near fault heterogeneity is considered, and the
heating can be significant toward the end of the nucleation slip zone is plausibly assumed to take a path of least
period, before slip velocities become seismic). Although the resistance where the effective compressive normal stress is
mechanism discussed here increases in magnitude with least, then the results here indicate that the slip zone will
increasing velocity of propagation, it is also operative at choose a path where the compressive side is more perme-
small slip and at low velocities. Consequently, it may be a able. For the direction of slip (right lateral) and propagation
factor in allowing sufficient slip to occur long enough for (to the right) shown in Figure 1, this is consistent with the
other mechanisms to come into play or for preventing positive material being the less permeable ultracataclastic
incipient slip from progressing, depending on the sign of core and the negative material being the adjacent more
the induced pore pressure change. permeable, damage layer. Of course, this simple picture
[45] The model provides a more general framework for could be complicated by a variety of other effects. Never-
considering the effects of material heterogeneities perpen- theless, in a recent numerical study of the bimaterial effect,
dicular to the fault on alterations of the effective normal Brietzke and Ben-Zion [2006] found that when several slip
stress. Previous studies [Weertman, 1980; Andrews and surfaces were possible, the rupture tended to choose a
Ben-Zion, 1997; Harris and Day, 1997; Cochard and Rice, material interface where the compressive normal stress
2000; Ben-Zion, 2001; Xia et al., 2005] have focused on the was reduced. It is possible to speculate that when the pore
alteration of normal stress induced by inhomogeneous slip pressure changes due to material heterogeneity are included,
at the interface between elastic solids with different prop- the rupture tends to choose the interface where the reduction
erties. The calculations here show that alterations of com- of effective normal stress is greatest, though this is certainly
parable magnitude in the effective normal stress can result an issue in need of further study.
from pore pressure changes induced by heterogeneous [48] Another issue in need of further study is the effect of
properties. More specifically, pore pressure changes result near fault damage induced by slip propagation. In contrast
from differences in the permeability and poroelastic prop- to the scenario of the previous paragraph, such damage may
erties of the material on the two sides of the slip zone and have an effect which, typically, acts oppositely to the
13 of 18
B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
reduction of compressive normal stress due to far field is straightforward to verify that the complex function z/(z +
elastic dissimilarity, by inducing negative pore pressure L)(1/2)e, with branch cut taken on y = 0, L x 0,
changes (suctions) along the slip surface. If there is no or satisfies (15) with zero right side.
only very small far field material dissimilarity, then the [51] Because any analytic function multiplied by this
suctions will dominate and cause an increase in the effective function is also a solution to the homogeneous equation
normal compression, and hence partial stabilization of the and because it will be convenient to have a solution that
fault. This possibility arises because a variety of studies decays as z1 as jzj ! 1, we take the homogeneous
[Poliakov et al., 2002; Kame et al., 2003; Rice et al., 2005; solution to be
Andrews, 2005; Ben-Zion and Shi, 2005] have shown that
unless the direction of maximum principal stress is at an 1
cð zÞ ¼ ðA1Þ
unusually shallow angle with the fault, say, less than 25 ð z þ LÞ
1
2e
1
ð zÞ2þe
degrees, then stresses predicted near the rupture front are
expected to cause Mohr-Coulomb failure and damage Dividing both sides of (15) by c+(x) and using the
preferentially on the extensile side of the slipping plane. homogeneous equation yields
Such preference is supported by field evidence [Poliakov et
al., 2002]. Ben-Zion and Shi [2005] have shown this same
M ð xÞ þ M ð xÞ 2gð xÞ
tendency for damage on the extensile side in simulations of ¼ ðA2Þ
rupture along an interface between elastically dissimilar cð xÞ cð xÞ ð1 þ kiÞcþ ð xÞ
materials. The spatial extent of the damaged zone is
predicted to decrease with depth [Rice et al., 2005] but Equation (A2) has the solution [Muskhelishvili, 1992;
the preferred side for damage remains. Presumably, this England, 2003]
damage would increase the permeability on the extensile
Z 0
side whereas, conversely, compression of the other side may M ð zÞ 1 g ðt Þ dt A
reduce the permeability there. The results here indicate that ¼ þ
þ ðA3Þ
cð zÞ pið1 þ kiÞ L c ðt Þ t z p
this effect, unless compensated by decrease of total com-
pressive stress due to far field material dissimilarity, would
decrease the pore pressure and hence increase the effective where A is a constant.
compressive stress and the energy required to propagate the [52] The constant A is determined by the condition that
fault. Ben-Zion and Shi [2005] have shown that including the singularity in M(z) vanish as z ! 0. This results from the
the effects of damage induced by rupture can modify and physical requirement that the slip weakening zone causes
partially stabilize some aspects of the bimaterial effect. the relative displacement to vanish smoothly at the edge of
Further study of the effect on damage on altering the near the slipping zone. Setting z(1/2)+eM(z) equal to zero in the
fault permeability structure is needed. limit z ! 0 yields
Z 1
9. Conclusion
0
gðt Þð L þ t Þ2e
A ¼ cosðpeÞ 1 dt ðA4Þ
L ðt Þ 2e
[49] Interaction of pore fluid with material heterogeneity
near the slip zone that is representative of that observed in pffiffiffiffiffiffiffiffiffiffiffiffiffi
fault zones can affect rupture propagation. An increase of where cos(pe) = 1/ 1 þ k 2 . The slip must, however, also cease
pore pressure that reduces the effective compressive stress smoothly at the trailing edge of the slipping zone, x = L.
and facilitates slip propagation occurs if the compressive This leads to the additional requirement on A that results
side of the slip zone (modeled as a plane) is more permeable from setting (z + L)(1/2)eM(z) equal to zero in the limit
than the tensile side; conversely, a decrease of pore pressure z ! L:
that increases the effective compressive stress and inhibits Z 1
slip propagation occurs if tensile side is more permeable.
0
gðt Þðt Þ2þe
A ¼ cosðpeÞ 1 dt ðA5Þ
Although a more complex and realistic model will undoubt- L ðt þ LÞ2þe
edly alter the details of the calculations here, the main
conclusion that near fault heterogeneity affects rupture Equating the two expressions (A4) and (A5) for A yields the
propagation is unlikely to change. Understanding of how following constraint on g(t)
the particular effect studied here, pore pressure changes due
to heterogeneous poroelastic properties, interacts with a Z 0
gðt Þ
variety of other effects must await further modeling and 1 1 dt ¼ 0 ðA6Þ
L 2e
ðt Þ ðt þ LÞ2þe
observational studies.
Substituting from (A4) for A and c(z) into (A3) and then
Appendix A: Details of the Solution using the constraint equation (A6) yield
[50] The function M(z) is analytic everywhere in the cut
Z
plane and approaches values on either side of the cut L cosðpeÞ 12e 1
0
gðt Þdt
x 0 that are related by (15). The solution proceeds by first M ð zÞ ¼ z ð z þ LÞ2þe 1e
p 1
ðt Þ ðt þ LÞ2þe ðt zÞ
L 2
finding a function that satisfies the homogeneous equation
((15) with zero right hand side). Although there is a formal ðA7Þ
procedure for this [Muskhelishvili, 1992; England, 2003], it
14 of 18
B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
When g(t) is substituted from (8), the integral in the term where
multiplying (s0xy t r) can be done using contour
integration by means similar to those described by RSP. 1 x R
The resulting expression for M(z) is (16) in the text. The ImfM þ ð xÞg ¼ t p t r cosðpeÞH ; ðA15Þ
p R L
Im{M+(x)}, which is needed to obtain the pore pressure can
be calculated numerically directly from (16) and is also [55] Evaluating d(x) from (A14) at x = L gives the total,
given by locked-in displacement that has accumulated at the trailing
edge of the slip zone dT. This total displacement can,
ðcosðpeÞÞ2 1e
1
however, be obtained directly by the same arguments used
ImfM þ ð xÞg ¼ t p t r ðxÞ ð L þ xÞ2þe
2
pR by RSP and Poliakov et al. [2002]. They show that d T is
Z 1
ð1 sÞds proportional to A and is given by
1e 1
ðA8Þ
0 s ½ð L=RÞ s
2þe ½s þ ð x=RÞ
2
2Aas 1 a2s
dT ¼ ðA16Þ
where the change of variable t = sR has been used in the mD
integral.
Using (A4) for A and substituting the expression for g(t)
A1. Stress Drop from (8) yield
[53] Substitution of the expression for g into (A6) gives a
relation between the ratio of the driving stress (s0xy t r) to
Z 0
ð1 þ t=RÞð L þ t Þ2e
1
the cohesive zone stress drop (t p t r) and the scaled A ¼ t p t r cosðpeÞ 1 dt
cohesive zone size R/L: R ðt Þ2e
Z 1
0
ð L þ t Þ2e
R0 h 1 1
i s0xy t r cosðpeÞ dt ðA17Þ
2e ðt þ LÞ2þe dt
1
s0xy t r R ð1 þ t=RÞ= ð t Þ L ðt Þ2e
tp tr
¼ R0 h 1 1
i ðA9Þ
2e ðt þ LÞ2þe dt
L 1=ðt Þ If the second integral is denoted I, then dI/dL is equal to
(1/2 e) times the integral in (A10). Using this result and (22)
The integral in the denominator can be evaluated by and combining the integrals make it possible to write A as
converting it to a contour integral around the branch cut
L x < 0 in the complex plane and the result is 12þe
R R
A¼L D ;e ðA18Þ
Z 0 h i L L
1 1
1=ðt Þ2e ðt þ LÞ2þe dt ¼ p= cosðpeÞ ðA10Þ
L where D(R/L; e) is given by (25). Substituting (A18) into
(A16) gives (24) of the text. This expression for d T agrees
Using (A10) and the substitution p = t/R in the integral in with (A14) evaluated at x = L.
the numerator of (A9) gives (22) of the text.
A2. Relative Slip Displacements Appendix B: Pore Pressure at the Fault Plane
[54] The variation of the relative displacement can be [56] In the main text the fault has sometimes been
written as described, for simplicity, as a completely impermeable
plane of displacement discontinuity in a uniform material,
@d ð1 n u Þ with pore pressure on the compressed side entering the
ð xÞ ¼ 2xx ð x; 0þ Þ ¼ Dsxx ð x; 0þ Þ ðA11Þ
@x m friction law. Although it is a reasonable approximation to
assume uniform material properties at some distance away
Substituting for Dsxx(x, 0+) from (9a) and using the identity from the fault, detailed examinations of fault zones [Chester
(with Poisson’s ratio taken as the undrained value) et al., 1993; Chester and Chester, 1998; Wibberley and
Shimamoto, 2003] show that the fault walls are often bor-
1 a2s dered by materials that are different from each other and
1 nu ¼ 2 ðA12Þ from the uniform material farther away. In this Appendix, we
2 ad a2s
show the effect of these different near fault properties,
give including the actual finite, if small, permeabilities of the
materials involved (leading to a continuous pore pressure
@d 2 variation across the fault plane), can be included by modifying
ð xÞ ¼ ImfM þ ð xÞg ðA13Þ a parameter of the analysis based on discontinuous pressure
@x mF ðvÞ
at an impermeable plane in a uniform material. In particular,
we assume that these regions of different properties border-
where F(v) is defined following (24). Integrating and noting
ing the fault are thin enough that they can be considered to
that d = 0 at x = 0 give
undergo a uniform x direction strain e+xx(t) on one side of the
Z x fault and an equal and opposite strain e +
xx(t) = exx(t) on the
2 tp tr s R other side (Figure 1, inset). Because those bordering zones
dð xÞ ¼ cosðpeÞ H ; ds ðA14Þ
pmF ðvÞ 0 R L are presumed to be thin (compared, say, to the along-strike
15 of 18
B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
length scales R and L), the strains will be essentially identical [60] If the plane y = 0 is not completely impermeable,
to those calculated along the fault walls for the uniform then spatially dependent pore pressure changes p(y, t) will
material model in the body of the paper. These fault-parallel develop in each half-space. The difference between these
strains are related to the slip rate d_ at a fixed position x and fields and the uniform, undrained pore pressure (B2) sat-
rupture velocity v by isfies a homogeneous diffusion equation in each half-space
[e.g., Rice and Cleary, 1976]:
eþ _
xx ðt Þ ¼ exx ðt Þ ¼ d=2v ðB1Þ
@
@
2
pð y; t Þ p
0 ðt Þ ¼ ahy pð y; tÞ p
0 ðt Þ ðB5Þ
where the compressive side of the fault is assumed to be @t @y 2
y > 0. (Because the solution is steady state 2e+xx = @d/@x =
(1/v)@d/@t and this expression is consistent with (A11).) where ± again refer to y > 0 and y < 0, and a±hy are the
The strains are calculated as in the main text, based on the hydraulic diffusivities. The hydraulic diffusivities can be
solution for an impermeable fault plane in uniform material. written as k±/hfb ±, where k± are the permeabilities, b ± are
[57] The hydraulic diffusivity ahy of fault gouge at the storage coefficients and hf is the fluid viscosity, which is
representative seismogenic depths is generally estimated the same in both half-spaces. The diffusion equations must
as being in the range of 1 – 10 mm2/s [Rice, 2006], and be solved in the two domains y > 0 and y < 0, subject to two
the duration t of slip at a point in large earthquakes is conditions at the interface y = 0. The first is that the pore
typically of the order of 1 s for every 1 m of slip [Heaton, fluid pressures be the same (i.e., p is continuous),
1990]. Thus the thickness of the region over which fluid
diffusion smooths out the discontinuity of the impermeable
pffiffiffiffiffiffiffiffi pð y ¼ 0þ ; t Þ ¼ pð y ¼ 0 ; t Þ ¼ pf ðt Þ ðB6Þ
fault model, of the order of a few times ahy t , will not
generally be larger than a few tens of millimeters. Thus we where pf (t) is the pore pressure on the fault that we seek.
are concerned here with the properties and poromechanical The second is the fluid flux across the interface (given by
response of border regions of that order of thickness along Darcy’s law) is continuous
the fault walls.
[58] Now consider a magnified view of such border @p @p
regions along the fault plane, so that they appear as two kþ ð y ¼ 0þ ; t Þ ¼ k ð y ¼ 0 ; tÞ ðB7Þ
@y @y
half planes subjected to a uniform x direction strain e+xx(t) in
y > 0 and an equal and opposite strain e +
xx(t) = exx(t) in y < 0.
The two half-spaces are assumed to be deforming under [61] Solution by Laplace transform shows that the pore
plane strain conditions (ezz = 0) and are subjected to the pressure on the fault is given by
same fault normal stress syy, which remains constant during
slip. The shear stress sxy does vary but that does not affect Z þ pþ
0 ðt Þ þ Z p0 ðt Þ
pf ðt Þ ¼ ðB8Þ
the pore pressure under these conditions, assuming that the Z þ Z
þ
border regions are isotropic, or are aleotropic with principal pffiffiffiffiffiffiffiffiffiffiffi
directions aligned with the x and y directions. What is the where Z± = k b . Substituting from (B2) and using
+
pore pressure pf (t) induced at the fault plane y = 0? exx(t) = exx(t) gives
[59] To answer this question, first imagine that the plane
y = 0 is completely impermeable. Then the pore pressure W dd
pf ðt Þ ¼ W eþ
xx ðt Þ ¼ ðB9Þ
changes p±0(t) from the ambient value are uniform in each 2 dx
half-space and given by
where
p
0 ðt Þ ¼ w exx ðt Þ ðB2Þ
Z þ wþ Z w
W¼ ðB10Þ
The w± for each poroelastic half-space for undrained, plane Zþ þ Z
strain conditions and constant syy is [Rice and Cleary, 1976]
In the body of the paper we generalize the last pair of
equations to the case of two elastically dissimilar half-
B 1 þ n
w ¼ 2m u
ðB3Þ spaces adjoining the fault, each lined with a narrow fault-
3 1 n
u bordering layer whose poroelastic properties define the w±
and Z± as here. Substituting (B4) yields
when the border regions are isotropic, where ± refer to the
local, near fault properties in y b 0. The factor B±(1 + n ±u )/ 1
3(1 n ±u ) attains its maximum value, unity, for B± = 1 and pf ðtÞ ¼ ð BW =wÞð1 þ n u ÞDsþ
xx ðt Þ ðB11Þ
3
n ±u = 1/2 which is the case when both solid and fluid
constituents are incompressible. Note that the near fault where w here is defined as in (B3), B is the Skempton
strains e±xx(t) (assumed spatially uniform in this magnified coefficient, and both are based on the properties farther
view) are related to s±xx from the analysis of the text by the from the fault. Thus the fault pore pressure is defined by the
uniform properties m and n u away from the fault, i.e., same relation as in a homogeneous material
e
xx ðt Þ ¼ ð1 n u Þs xx =2m ðB4Þ 1
pf ðt Þ ¼ B0 ð1 þ n u ÞDsþ
xx ðt Þ ðB12Þ
3
16 of 18
B10308 RUDNICKI AND RICE: PORE PRESSURE CHANGES DUE TO DYNAMIC SLIP B10308
where B0 = BW/w. Note, however, from (B10) that W need providing a check of some of the numerical calculations and also for
helping uncover an error in our original analysis of the effects of elastic
not be positive, and thus B0 may be of either sign, depending dissimilarity. J.W.R. is grateful for support from the Kavli Institute for
on material properties in the two border regions. With this Theoretical Physics, Santa Barbara, while participating in the program on
interpretation of B as B0, the solution for a uniform material Granular Physics and from the U.S. Department of Energy, Office of Basic
with an impermeable fault plane, given in the main text, Energy Science, Geosciences Research Program. J.R.R. is grateful for
support of NSF grants EAR-0125709 and 0510193 and of the NSF/USGS
applies as well for the more realistic model of this Southern California Earthquake Center, funded by NSF Cooperative
Appendix. The case B0 > 0 corresponds to weakening the Agreement EAR-0106924 and USGS Cooperative Agreement
fault by induced pore pressure, and B0 < 0 to strengthening 02HQAG0008 (this is SCEC contribution 932).
by induced pore suction.
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rupture interactions with fault bends and off-axis secondary faulting, logy, 23, 1119 – 1122.
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Rice, J. R. (1997), Slip pulse at low driving stress along a frictional fault Experimental characterization of the thermo-poro-mechanical properties
between dissimilar media (abstract), Eos Trans. AGU, 78(46), Fall Meet. of the Aegion Fault gouge, C. R. Geosci., 336(4 – 5), 455 – 466.
Suppl., F464. Tullis, T. E., and D. Goldsby (2003), Flash melting of crustal rocks at
Rice, J. R. (1999), Flash heating at asperity contacts and rate-dependent almost seismic slip rates (abstract), Eos Trans. AGU, 84(46), Fall Meeting
friction (abstract), Eos Trans. AGU, 80(46), Fall Meeting Suppl., F681. Suppl., Abstract S51B-05.
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for fluid-saturated elastic porous media with compressible constituents, meability of major strike-slip fault zones: The Median Tectonic Line in
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failure induced by a dynamic slip-pulse, Bull. Seismol. Soc. Am., 95(1), earthquakes along inhomogeneous faults: Directionality and supershear,
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with cyclic variations in water level, J. Geophys. Res., 93, 2107 – 2124.
Roeloffs, E. A., and J. W. Rudnicki (1985), Coupled deformation diffusion J. R. Rice, Department of Earth and Planetary Sciences, Harvard
effects on water-level changes due to propagating creep events, Pure University, 224 Pierce Hall, 29 Oxford Street, Cambridge, MA 02138,
Appl. Geophys., 122, 560 – 582. USA. (rice@esag.deas.harvard.edu)
Rudnicki, J. W. (2001), Coupled deformation-diffusion effects in the me- J. W. Rudnicki, Department of Civil and Environmental Engineering,
chanics of faulting and failure of geomaterials, Appl. Mech. Rev., 54(6), Northwestern University, Evanston, IL 60208-3109, USA. (jwrudn@
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